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Securities offered through LPL Financial, Member FINRA & SIPC.

Investment Advice offered through Caldwell Advisors, LLC, a registered investment advisor and separate entity from LPL Financial. The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AL, FL, GA, TN

Investment Series 65 registration held through Caldwell Advisors, LLC, a registered investment advisor and separate entity from LPL Financial.  

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